Specialists in regulation, compliance and governance
Providing solutions to achieve clarity
Bringing you our unique Regulator and Industry insight
ThreeSixty has unrivalled senior management experience from both regulator and Industry perspectives. We are an approachable team who genuinely want to help you navigate the complexities of operating a compliant business in Guernsey.
What our clients say
“Having used ThreeSixty Regulatory Solutions, we have been impressed with their team, they are professional and knowledgeable and deliver quick results. They provide quality of service and value for money. They were approachable and took the time to understand our business. We recommend them for any business in need of solid compliance solutions.” Bellerive Trust Limited
Our Services
Bespoke, confidential, risk-based compliance solutions. Proportionate and practical to support and enhance your business.
Regulatory Visits
We have successfully helped clients in preparation for their regulatory onsite visit, which is essential to understand the process, establish those areas which will draw scrutiny and identify any potential shortcomings. We can review the pre-visit questionnaire and/or documentation to be submitted and conduct mock interviews for directors and relevant staff. With our knowledge and experience of understanding the Commission onsite procedure and how best to engage with the Commission, we enable you to present yourselves and the firm in a positive manner.
Corporate Governance
With Commission and Industry experience undertaking peer reviews of governance frameworks for regulated and unregulated firms to ensure that they are aligned with regulatory requirements and Industry best practice, our evaluations can review areas such as, governance structure, strategic objectives, boards and committees, risk management, outsourcing, conduct and ethical practices. We offer advice for consideration by the board and can tailor an evaluation to suit your requirement and your business, whether it is a wholesale review or a specific element.
Supervised Roles
We have the knowledge and expertise to fulfil the roles of MLCO/MLRO and Nominated Officer. We can alternatively offer compliance support to these roles. These supervised roles can be on an interim or permanent basis. Our experienced staff include a former manager from the FIU whose core role was to oversee and manage disclosures and the consent regime along with senior managers who reviewed compliance with financial crime and regulatory requirements.
Audits
We can advise, develop and implement an independent audit to suit your needs, using a risk-based approach which is proportionate to the size and nature of your business. Whether an audit requirement under the AML/CFT/PF framework, or to identify and improve any potential gaps in regulatory requirements, or to increase efficiency within procedures, we can assist you at every stage.
Risk Management
Whether regulated or unregulated, identifying the risks across your firm or Group are essential. ThreeSixty can assist with the identification and management of these risks by ensuring appropriate mitigation through effective policies, procedures and controls.
Applications
ThreeSixty can assist with applications to improve timely and successful outcomes. With a former Deputy Director within the Authorisations and Innovation Division who oversaw, reviewed and authorised new licensees, change of control, fund and discretionary exemption applications, we are best placed to know and understand the requirements.
Training
Training builds staff confidence, strong culture and efficiencies in the business, whilst avoiding regulatory pitfalls. Take advantage of our Commission and Industry experience through our comprehensive training packages for Boards, senior managers and front-line staff which can be designed to suit business needs. We can deliver training in person, virtually or even one to one sessions.
Contact us
Please contact us for any further information about the compliance services that we offer.
- Stephen Cummins 07911 752478
- Mark Domaille 07781 163727
- enquiries@threesixty.gg
- visit us on LinkedIn
- follow us on facebook
